🪙Investment firms providing financial advice and portfolio management are now required to carry out a mandatory assessment of client sustainability preferences during the suitability assessment … and then take these sustainability preferences into account when selecting financial instruments that are recommended to clients.
💶Investment firms will need to implement many changes to ensure compliance – from revising operational procedures to ensuring relevant staff develop the necessary expertise.
📗Discover this extensive version of the Guidance and Questionnaire to assist financial advisors in assessing client sustainability preferences and wider sustainability motivations.
Read the full report➡️ https://lnkd.in/eySpuZf3
To further discuss this topic, join David Cooke on October 3rd, 2023, at 3.00 PM for a webinar presentation.